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In the Supreme Court of India (in Re: Appointment & Transfer of Judges) v. Civil Advisory Jurisdiction

Supreme Court of India · 28 October 1998

Court
Supreme Court of India
Decided
28 October 1998
Bench
S.P.Bharucha, M.K.Mukherjee, S.B.Majmudar, Sujata V.Manohar, G.T.Nanavati
Length
24 pages
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CASE NO.:
Special Reference Case 1 of 1998
PETITIONER:
IN THE SUPREME COURT OF INDIA (IN RE: APPOINTMENT & TRANSFER OF JUDGES)
RESPONDENT:
CIVIL ADVISORY JURISDICTION
DATE OF JUDGMENT: 28/10/1998
BENCH:
S.P.BHARUCHA & M.K.MUKHERJEE & S.B.MAJMUDAR & SUJATA V.MANOHAR & G.T.NANAVATI & S.SAGHIR AHM
AD & K.VENKATESWAMI & B.N.KIRPAL & G.B.PATTANAIK

JUDGMENT

JUDGMENT

Judgement Delivered By: S.P.BHARUCHA S.P. (J) S.P.BHARUCHA, J.

Article 143 of the Constitution of India confers upon the President of India the power to refer to this Court for its opinion questions of law or fact which have arisen or are likely to arise and which are of such a nature and of such public importance that is expedient to obtain such opinion. In exercise of this power, the President of India has on 23rd July, 1998 made the present reference, which is quoted in extenso: "WHEREAS the Supreme Court of India has laid down principles and prescribed procedural norms in regard to the appointment of Judges of the Supreme Court [article 124(2) of the Constitution of India], Chief Justice and Judges of the High Court [article 217(1)], and transfer of Judges from one High Court to another [article 222(1)], in the case of Supreme Court Advocates-on-Record Association and another vs. Union of India reported in AND WHEREAS doubts have arisen about the interpretation of the law laid down by the Supreme Court and it is in public interest that the said doubts relating to the appointment and transfer of Judges be resolved; AND WHEREAS, in view of what is hereinbefore stated, it appears to me that the following questions of law have arisen and are of such a nature and of such public importance that it is despondent to obtain the opinion of the Supreme Court of India thereon; NOW, THEREFORE, in exercise of the powers conferred upon me by clause (1) of article 143 if the Constitution of India, I, K.R. Narayanan, President of India, hereby refer the following questions to the Supreme Court of India for consideration and to report its opinion thereon, namely,:-

(1) whether the expression "consultation with the

Chief Justice of India" in articles 217(1) and

222(1) requires consultation with a plurality of

Judges in the formation of the opinion of the Chief

Justice of India or does the sole individual opinion

of the Chief Justice of India constitute

consultation within the meaning of the said

articles;

(2) whether the transfer of judges is judicially

reviewable in the light of the observation of the

Supreme Court in the aforesaid judgement that "such

transfer is not justiciable on any ground" and its

further observation that limited judicial review is

available in matters of transfer, and the extent and

scope of judicial review;

(3) whether article 124(2) as interpreted in the

said judgement requires the Chief Justice of India

to consult only the two seniormost Judges or whether

there should be wider consultation according to past

practice;

(4) whether the Chief Justice of India is entitled

to act solely in his individual capacity, without

consultation with other Judges of the Supreme Court

in respect of all materials and information conveyed

by the Government of India for non-appointment of a

judge recommended for appointment;

(5) whether the requirement of consultation by

the Chief Justice of India with his colleagues, who

are likely to be conversant with the affairs of the

concerned high Court refers to only those Judges who

have that High Court as a parent High Court and

excludes Judges who had occupied the office of a

Judge or Chief Justice of that Court on transfer

from their parent or any other Court;

(6) whether in light of the legitimate expectations

os senior Judges of the High Court in regard to

their appointment to the Supreme Court referred to

in the said judgement, the ’strong cogent reason’

required to justify the departure from the order of

the seniority has to be recorded in respect of each

such senior Judge, who is overlooked, while making

recommendation of a Judge junior to him or her;

(7) whether the government is not entitled to

require that the opinions of the other consulted

Judges be in writing in accordance with the

aforesaid Supreme Court judgement and that the same

be transmitted to the Government of India by the

Chief Justice of India along with his views;

(8) whether the Chief Justice of India is not

obliged to comply with the norms and the requirement

of the consultation process in making his

recommendation to the Government of India;

(9) whether any recommendations made by the Chief

Justice of India without complying with the norms

and consultation process are binding upon the

Government of India?

New Delhi Narayanan K.R.

Dated: 23.7.1998 President of India. The decision mentioned in the Reference, in Supreme court Advocates-on-Record Association and Anr. vs. Union of India, 1993 Supp (2) SCR 659, (now referred to as "the second Judges Case") was rendered by a Bench of nine Judges. It examined these issues :

"(1) Primacy of the opinion of the Chief Justice of

India in regard to the appointments of Judges to the

Supreme Court and the High Court, and in regard to

the transfers of High Court Judges Chief Justices;

and;

(2) Justiciability of these matters, including the

matter of fixation of the Judge-strength in the high

Courts."

(Page 739) The issues were required to be examined because a smaller Bench was of the opinion that the correctness of the majority view in the case of S.P.GUPTA & Ors. Vs. UNION OF INDIA & Ors. 1982(2) SCR 365, ("the Judges case") required reconsideration by a larger Bench. Five judgments were delivered in the second Judges case. Verma, J. spoke for himself and four learned Judges. Pandian, J. and Kuldip Singh, J. wrote individual judgments supporting the majority view. Ahmadi, J. dissented, adopting, broadly, the reasoning that had found favour in the Judges’ case. Punchhi, J. took the view that the Chief Justice of India had primacy and that he was entitled "to consult any number of Judges on the particular proposal. It is equally within his right not to consult anyone". The questions in the Presidential reference relate, broadly, to three aspects: (1) consultation between the Chief Justice of India and his brothers Judges in the matter of appointments of Supreme Court and high Court Judges and transfers of the latter; question nos. 1,3,4,5,7,8 & 9; (2) judicial review of transfers of Judges : question no.2; and (3) the relevance of seniority in making appointments to the Supreme Court: question no.6. Before quoting what was said in the majority judgment in the second Judges case on these aspects, it is necessary to set out the provisions of Articles 124, 216, 217 and 222 of the Constitution, dealing, respectively, with the establishment and constitution of the Supreme Court, the constitution of the High Courts, the appointment and conditions of the office of a Judge of a high Court and the transfer of a Judge from one High Court to another.

"124. establishment and Constitution of Supreme

Court. - (1) There shall be a Supreme Court of India

consisting of a Chief Justice of India and, until

Parliament by law prescribes a larger number, of not

more than seven other Judges.

(2) Every Judge of the Supreme Court shall be

appointed by the President by warrant under his hand

and seal after consultation with such of the Judges

of the Supreme Court and of the High Courts in the

States as the President may deem necessary for thee

purpose and shall hold office until he attains the

age of sixty five years:

Provided that in the case of appointment of

a Judge other than the Chief Justice, the Chief

Justice of India shall always be consulted:

Provided further that-

(a) a Judge may, by writing under his hand addressed

to the President, resign his office;

(b) a Judge may be removed from his office in the

manner provided in clause (4).

[(2A) The age of a Judge of the Supreme Court shall

be determined by such authority and in such manner

as Parliament may by law provide.]

(3) A person shall not be qualified for appointment

as a Judge of the Supreme Court unless he is a

citizen of India and

(a) has been for at least five years a Judge of a

High Court or of two or more such Courts in

succession; or

(b) has been for at least ten years an advocate of

a high Court or of two or more such Courts in

succession; or

(c) is, in the opinion of the President, a

distinguished jurist.

Explanation I. - In this clause ’High Court’

means a High Court which exercises, or which at any

time before the commencement of this Constitution

exercised, jurisdiction in any part of the territory

of India.

Explanation II. - In computing for the

purpose of this clause the period during which a

person has been an advocate any period during which

a person has held judicial office not inferior to

that of a district judge after he became an advocate

shall be included.

(4) A Judge of the Supreme Court shall not be

removed from his office except by an order of the

President passed after an address by each House of

Parliament supported by a majority of the total

membership of that House and by a majority of not

less than two thirds of the members of that House

present and voting has been presented to the

President in the same session for such removal on

the ground of proved misbehaviour or incapacity.

(5) Parliament may by law regulate the procedure for

the presentation of an address and for the

investigation and proof of the misbehavior or

incapacity of a Judge under clause (4).

(6) Every person appointed to be a Judge of the

Supreme Court shall, before he enters upon his

office, make and subscribe before the President, or

some person appointed in that behalf by him, an oath

or affirmation according to the form set out for the

purpose in the Third Schedule.

(7) No person who has held office as a Judge

of the Supreme Court shall plead or act in any court

or before any authority within the territory of

India.

216. Constitution of High Courts. - Every

high Court shall consist of a Chief Justice and such

other Judges as the President may from time to time

deem it necessary to appoint.

217. Appointment and conditions of the office of a

Judge of a High Court. - (1) Every Judge of a High

Court shall be appointed by the President by warrant

under his hand and seal after consultation with the

Chief Justice of India, the Governor of the State,

and, in the case of appointment of a Judge other

than the Chief Justice, the Chief Justice of the

High Court and shall hold office, in the case of an

additional or acting Judge, as provided in article

224, and in any other case, until he attains the age

of sixty-two years.

Provided that -

(a) a Judge may, by writing under his hand

addressed to the President, resign his office;

(b) a Judge may be removed from his office by

the President in the manner provided in clause (4)

of article 124 for the removal of a Judge of the

Supreme Court.

(c) the office of a Judge shall be vacated by his

being appointed by the President to be a Judge of

the Supreme Court or by his being transfered by the

President to any other High Court within the

territory of India.

(2) A person shall not be qualified for

appointment as a Judge of a High Court unless he is

a citizen of India and -

(a) has for at least ten years held a

judicial office in the territory of India; or

(b) has for at least ten years been an

advocate of a High Court or of two or more such

courts in succession;

Explanation - For the purposes of this

clause -

(a) in computing the period during which a

person has held judicial office in the territory of

India, there shall be included any period, after he

has held any judicial office, during which the

person has been an advocate of a High Court or has

held the office of a member of a tribunal or any

post, under the Union or a State, requiring special

knowledge of law;

(aa) in computing the period during which a

person has been an advocate of a High Court, there

shall be included any period durring which the

person has held judicial office or the office of a

member of a tribunal or any post, under the Union or

a State, requiring special knowledge of law after he

became an advocate;

(b) in computing the period during which a

person has held judicial office in the territory of

India or been an advocate of a High Court, there

shall be included any period before the commencement

of this Constitution during which he has held

judicial office in any area which was comprised

before the fifteenth day of August, 1947, within

India as defined by the Government of India Act,

1935, or has been an advocate of any High Court in

any such area, as the case may be.

(3) If any question arises as to the age of

a Judge of a High Court, the question shall be

decided by the President after consultation with the

Chief Justice of India and the decision of the

President shall be final.

222. Transfer of a Judge from one High Court to

another. (1) The president may, after consultation

with the Chief Justice of India, transfer a Judge

from one High Court to any other High Court.

(2) When a Judge has been or is so transferred, he

shall, during the period he serves, after the

commencement of the Constitution (Fifteenth

Amendment) Act, 1963, as a Judge of the other High

Court, be entitled to receive in addition to his

salary such compensatory allowance as may be

determined by Parliament by law and, until so

determined, such compensatory allowance as the

President may by order fix." The following are extracts of what was said in the majority judgment in the second Judges case about the primacy of the Chief Justice of India in the matter of appointments of Judges to the Supreme Court and the High Courts and the need in this behalf of the desirability of consultation between the Chief Justice of India and his brother Judges:

"A further check in that limited sphere is provided

by the conferment of the discretionary authority not

to one individual but to a body of men, requiring

the final decision to be taken after full

interaction and effective consultation between them,

to ensure projection of all likely points of view

and procuring the element of plurality in the final

decision with the benefit of the collective wisdom

of all those involved in the process. The

conferment of this discretionary authority in the

highest functionaries is a further check in the same

direction. The constitutional scheme excludes the

scope of absolute power in any one individual. Such

a construction of the provisions also, therefor,

matches the constitutional scheme and the

constitutional purpose for which these provision

were enacted.".....

(Page 745 F to 746 A)

"Attention has to be focussed on the purpose, to

enable better appreciation of the significance of

the role of each participant with the consciousness

that each of them has some inherent limitation, and

it is only collectively that they constitute the

selector.

The discharge of the assigned role by each

functionary, viewed in the context of the obligation

of each to achieve the common constitutional purpose

in the joint venture will help to transcend the

concept of primacy between them. however, if there

be any disagreement even then between them which

cannot be ironed out by joint effort, the question

of primacy would arise to avoid stalemate."..

"It is obvious, that the provision for consultation

with the Chief justice of India and, in the case of

the High Courts, with thee Chief Justice of the High

Court, was introduced because of the realisation

that the Chief Justice is best equipped to know and

assess the worth of the candidate, and his

suitability for appointment as a superior judge; and

it was also necessary to climinate political

influence even at the stage of the initial

appointment of a judge, since the provisions for

securing his independence after appointment were

alone not sufficient for an independent judiciary.

At the same time, the phraseology used indicated

that giving absolute discretion or the power of veto

to the Chief Justice of India as an individual in

the matter of appointments was not considered

desirable, so that there should remain some power

with the executive to be exercised as a check,

whenever necessary. the indication is, that in the

choice of a candidate suitable for appointment, the

opinion of the Chief Justice of India should have

the greatest weight; the selection should be made as

a result of a participatory consultative process in

which the executive should have power to act as a

mere check on the exercise of power by the Chief

Justice of India, to achieve the constitutional

purpose. Thus, the executive element in the

appointment process is reduced to the minimum and

any political influence is eliminated. It was for

this reason that the word ’constitution’ instead

that absolute discretion was not given to any one,

not even to the Chief Justice of India as

individual, much less to the executive, which

earlier had absolute discretion under the Government

of India Acts.

The primary aim must be to reach an agreed

decision taking into account the views of all the

consultees, giving the greatest weight to the

opinion of the Chief Justice of India who, as

earlier stated, is best suited to know the worth of

the appointee. No question of primacy would arise

when the decision is reached in this manner by

consensus, without any difference of opinion."...

(pages 757 A to 758 C)

"The primacy must, therefore, lie in the

final opinion of the Chief Justice of India, unless

for very good reasons known to the executive and

disclosed to the Chief Justice of India, that

appointment is not considered to be suitable."

(page 758 E)

"On the other hand, in actual practice, the

Chief Justice of India and the Chief Justice of the

high Court, being responsible for the functioning of

the courts, have to face the consequence of any

unsuitable appointment which gives rise to criticism

levelled by the ever vigilant Bar. That controversy

is raised primarily in the courts. Similarly, the

Judges of the Supreme Court and High Courts, whose

participation is involved with the Chief Justice in

the functioning of the courts, and whose opinion is

taken into account in the selection process, bear

the consequences and become accountable. Thus, in

actual practice, the real accountability in the

matter of appointments of Superior Judges is of the

Chief Justice of India and the Chief Justices of the

High Courts, and not of the executive which has

always held out, as it did even at the hearing

before us that, except for rare instances, the

executive is guided in the matter of appointments by

the opinion of the Chief Justice of India."

(Page 759 G to 760 A)

"If that is the position in actual practice

of the constitutional provisions relating to the

appointments of the superior Judges, wherein the

executive itself holds out that it gives primacy to

the opinion of the Chief Justice of India, and in

the matter of accountability also it indicates the

primary responsibility of the Chief Justice of

India, it stands to reason that the actual practice

being in conformity with the constitutional scheme,

should also be accorded legal sanction by

permissible constitutional interpretation. This

reason given by the majority in S.P.GUPTA for its

view, that the executive has primacy, does not

withstand scrutiny, and is also not in accord with

the existing practice and perception even of the

executive.

However, it need hardly be stressed that the

primacy of the opinion of the Chief Justice of India

in this context is, in effect, primacy of the

opinion of the Chief Justice of India formed

collectively, that is to say, after taking into

account the views of his senior colleagues who are

required to be consulted by him for the formation of

his opinion.".........

(Page 760 B to 760 E)

"Providing for the role of the judiciary as

well as the executive in the integrated process of

appointment merely indicated that it is a

participatory consultative process, and the purpose

is best served if at the end of an effective

consultative process between all the consulates the

decision is reached by consensus, and no question

arises of giving primacy to any consultee.

Primarily, it is this indication which is given by

the constitutional provisions, and the

constitutional purpose would be best served if the

decision in made by consensus without the need of

giving primacy to any one of the consulates on

account of any difference remaining between them.

The question of primacy of the opinion of any one of

the constitutional functionaries qua the other would

arise only if the resultant of the consultative

process is not one opinion reached by consensus.

The constitutional purpose to be served by

these provisions in to select the best from amongst

those available for appointment as Judges of the

superior judiciary, after consultation with those

functionaries who are best suited to make the

selection.".......

(Page 761 G to 762 B)

"Even the personal traits of the members of the Bar

and the Judges are quite often fully known to the

Chief Justice of India and the Chief Justice of the

high Court who get such information from various

sources. There may however, be some personal trait

of an individual lawyer of Judge, which may be

better known to the executive and may be unknown to

the Chief Justice of India and the Chief justice of

the High Court, and which may be relevant for

assessing his potentiality to become a good Judge.

It is for this reason, that the executive is also

one of the consulates in the process of appointment.

The object of selecting the best men to constitute

the superior judiciary is achieved by requiring

consultation with not only the judiciary but also

the executive to ensure that every relevant

particular about the candidate is known and duly

weighed as a result of effective consultation

between all the consultee, before the appointment is

made."........

(Page 762 F to 762 H)

"It has to be borne in mind that the

principle of non-arbitrariness which is an essential

attribute of the rule of law is all pervasive

throughout the Constitution; and an adjunct of this

principle of the absence of absolute power in one

individual in any sphere of constitutional activity.

The possibility of intrusion of arbitrariness has to

be kept in view, and eschewed, in constitutional

interpretation and, therefore, the meaning of the

opinion of the Chief Justice of India, in the

context of primacy, must be ascertained. A

homogenous mixture, which accords with the

constitutional purpose and its ethos, indicates that

it is the opinion of the judiciary ’symbolised by

the view of the Chief Justice of India’ which is

given greater significance or primacy in the matter

of appointments. In other words, the view of the

Chief Justice of India is to be expressed in the

consultative process as truly reflective of the

opinion of the judiciary, which means that it must

necessarily have the element of plurality in its

formation. In actual practice, this is how the

Chief Justice of India does, and is expected to

function, so that the final opinion expressed by him

is not merely his individual opinion, but the

collective opinion formed after taking into account

the view of some other judges who are traditionally

associated with this function.

In view of the primacy of judiciary in this

In view of the primacy of judiciary in this

achieving this purpose. The indication in the

constitutional provisions is found from the

reference to the office of the Chief Justice of

India, which has been named for achieving this

object in a pragmatic manner. The opinion of the

judiciary ’symbolised by the view of the Chief

Justice of India’, and it is this opinion which has

primacy.

The rule of law envisages the area of

discretion to be the minimum requiring only the

application of known principles or guidelines to

ensure non-arbitrariness, but to that limited

extent, discretion is a pragmatic need Conferring

discretion upon high functionaries and, whenever

feasible, introducing the element of plurality by

requiring collective decision, are further checks

against arbitrariness. This is how idealism and

pragmatism are reconciled and integrated, to make

the system workable in a satisfactory manner.

Entrustment of the task of appointment of superior

Judges to high constitutional functionaries; the

greatest significance attached to the view of the

Chief Justice of India, who is best equipped to

assess the true worth of the candidates for

adjudging their suitability; the opinion of the

Chief Justice of India being the collective opinion

formed after taking into account the views of some

off his colleagues; and the executive being

permitted to prevent an appointment considered to be

unsuitable, for strong reasons disclosed to the

Chief Justice of India, provide the best method, in

the constitutional scheme, to achieve the

constitutional purpose without conferring absolute

discretion or veto upon either the judiciary or the

executive, much less in any individual, be he the

Chief Justice of India or the Prime Minister.

The norms developed in actual practice, which have

crystallised into conventions in this behalf, as

visualised in the speech of the President of the

Constituent Assembly, are mentioned later."

(Page 767 F to H)

The absence off specific guidelines in the

enacted provisions appears to be deliberate, since

the power is vested in high constitutional

functionaries and it was expected of them to develop

requisite norms by convention in actual working as

envisaged in the concluding speech of the President

of the Constituent Assembly. The hereinafter

mentioned norms emerging from the actual practice

and crystallised into conventions - not exhaustive

are expected to be observed by the functionaries to

regulate the exercise of their discretionary power

in the matters of appointments and transfers."

(Page 767 F to H)

"Appointments

(1) What is the meaning of the opinion of

the judiciary ’symbolised by the view of the Chief

Justice of India?

The opinion has to be formed in a pragmatic

manner and past practice based on convention is a

safe guide. In matters relating to appointments in

the Supreme Court, the opinion

given by the Chief Justice of India in the

consultative process has to be formed taking into

account the views of the two seniormost Judges of

the Supreme Court. The Chief Justice of India is

also expected to ascertain the views of the

seniormost Judge of the Supreme Court whose

opinion is likely to be significant in adjudging

the suitability of the candidate, by reason of

the fact that he has come form the same High

Court or otherwise. Article 124(2) is an

indication that ascertainement of the view of

some other Judges of the Supreme Court is

requisite. The object underlying Article 124(2)

is achieved in this manner as the Chief Justice

of India consults them for the formation of his

opinion. This provision in Article 124(2) is the

basis for the existing convention which requires

the Chief Justice of India to consult some Judges

of the Supreme Court before making his

recommendation. This ensures that the opinion of

the Chief Justice of India is not merely his

individual opinion, but an opinion formed

collectively by a body of men at the apex level

in the judiciary.

In matters relating to appointments in

the High Courts the Chief Justice of India is

expected to take into account the view of his

colleagues in the Supreme Court who are likely to

be conversant with the affairs of the concerned

High Court. The chief Justice of India may also

ascertain the views of one or more senior Judges

of that High Court whose opinion according to the

Chief Justice of India, is likely to be

significant in the formation of his opinion. The

opinion of the Chief Justice of the High Court

would be entitled to the greatest weight, and the

opinion of the other functionaries involved must

be given due weight, in the formation of the

opinion of the Chief Justice of India. The

opinion of the Chief Justice of the High Court

must be formed after ascertaining the views of at

least the two seniormost Judges of the High

Court.

The Chief Justice of India, for the

formation of his opinion, has to adopt a course

which would enable him to discharge duty

objectively to select the best available persons

as Judges of the Supreme Court and the High

Courts. The ascertainment of the opinion of the

other Judges by the Chief Justice of India and

the Chief Justice of the High Court, and the

expression of their opinion, must be in writing

to avoid any ambiguity."........

(Pages 768 to 769 A)

......"(5) The opinion of the Chief

Justice of India, for the purpose of Articles

124(2) and 217(1), so given has primacy in the

matter of all appointments; and no appointment

can be made by the President under these

provisions to the Supreme Court and the High

Courts, unless it is in conformity with the final

opinion of the Chief Justice of India, formed in

the manner indicated.

(6) The distinction between making an

appointment in conformity with the opinion of the

Chief Justice of India, and not making an

appointment recommended by the Chief Justice of

India to be borne in mind. Even though no

appointment can be made unless it is in

conformity with the opinion of the Chief Justice,

a recommended of the Chief Justice of India, if

considered unsuitable on the basis of positive

material available on record and placed before

the Chief Justice of India, if considered

unsuitable on the basis of positive material

available on record and placed before the Chief

Justice of India, may not be appointed except in

the situation indicated later. Primacy is in

making an appointment; and, when the appointment

is not made, the question of primacy does not

arise. There may be a certain area, relating to

sutability of the candidate, such as his

antecedents and personal character, which, at

times, consultees, other than the Chief Justice

of India, may be in a better position to know.

In that area, the opinion of the other consultees

is entitled to due weight, and permits

non-appointment of the candidate recommended by

the Chief Justice of India, except in the

situation indicated hereafter.

It os only to this limited extent of a

recommendee of the Chief Justice of India, on the

basis of positive material indicating his

appointment to be otherwise unsuitable, that the

Chief Justice of India does not have the primacy

to persist for appointment of that recommendee

except in the situation indicated later. This

will ensure composition of the courts by

appointment of only those who are approved of by

the Chief Justice of India, which is the real

object of the primacy of his opinion and intended

to secure the independence of the judiciary and

the appointment of the best men available with

undoubted credentials." ...........

(Page 770 B to 770 H)

......"(7) Non-appointment of anyone

recommended, on the ground of unsuitability must

be for good reasons, disclosed to the Chief

Justice of India to enable him to reconsider and

withdraw his recommendation on those

considerations. If the Chief Justice of India

does not find it necessary to withdraw his

recommendation even thereafter, but the other

Justice of the Supreme Court who have been

consulted in the matter are of the view that it

ought to be withdrawn, the non-appointment of

that person for reasons to be recorded, may be

permissible in the public interest. If the

non-appointment in a rare case, on this ground,

turns out to be a mistake, that mistake in the

ultimate public interest is less harmful than a

wrong appointment. However, if after due

consideration of the reasons disclosed to the

Chief Justice of India, that recommendation is

reiterated by the Chief Justice of India with the

unanimous agreement of the Judges of the Supreme

Court consulted in the matter, with reasons for

not withdrawing the recommendation then that

appointment as a matter of healthy convention

ought to be made.

(8) Some instance then non-appointment is

permitted and justified may be given. Suppose

the final opinion of the Chief Justice of India

is contrary to the opinion of the senior Judges

consulted by the Chief Justice of India and the

senior Judges are of the view that the

recommendee is unsuitable for stated reasons,

which are accepted by the President, then the

non-appointment of the candidate recommended by

the Chief Justice of India would be

permissible.".......

(Page 771 A to 771 E)

"(9) In order to ensure effective

consultation between all the constitutional

functionaries involved in the process, the

reasons for disagreement, if any, must be

disclosed to all others, to enable

reconsideration on that basis. All consultations

with everyone involve, including all the Judges

consulted, must be writing and the Chief Justice

of the High Court, in the case of appointment to

a High Court, and the Chief Justice of India, in

all cases, must transmit with his opinion the

opinion of all Judges consulted by him, as part

of the record.

Expression of opinion in writing is an in

built check on exercise of the power, and ensures

due circumspection. Exclusion of justiciability,

as indicated hereafter, in this sphere would

prevent any inhibition again the expression of a

free and frank opinion. The final opinion of the

Chief Justice of India, given after such

effective consultation between the constitutional

functionaries, has primacy in the manner

indicated.

(Page 771 G to 772 C)

On the aspect of transfers of Judges and the

judicial review thereof, the majority judgment

stated :

....... "Transfers

(1) In the formation of his opinion, the

Chief Justice of India, in the case of transfer

of a Judge other than the Chief Justice, is

expected to take into account the views of the

Chief Justice of the High Court from which the

Judge is to be transferred, any Judge of the

Supreme Court whose opinion may be of

significance in that case, as well as the views

of at least one other senior Chief Justice of a

High Court, or any other person whose views ate

considered relevant by the Chief Justice of

India. The personal factors relating to the

concerned Judge, and his response to the

proposal, including his preference of places of

transfer, should be taken into account by the

(Page 774 A to 77 C)

.......... "Justiciability

Appointments and Transfers

The primacy of the judiciary in the

matter of appointments and its determinative

nature in transfers introduces the judicial

element in the process, and is itself a

sufficient justification for the absence of the

need for further judiciary review of those

decision, which is ordinarily needed as check

against possible executive excess or

arbitrariness. Pluraliry of Judges in the

formation of the opinion of the Chief Justice of

India, as indicated, is another inbuilt check

against the likelihood of arbitrariness or bias,

even subconsciously, of any individual. The

judicial element being predominant in the case of

appointments, and decisive in transfers, as

indicated, the need for further judicial review,

as in the executive actions, is eliminated. The

reduction of the area of discretion to the

minimum, the element of plurality of Judges in

formation of the opinion of the Chief Justice of

India, effective consultation in writing, and

prevailing norms to regulate the area discretion

are sufficient checks against arbitrariness.

These guidelines in the form of norms are

not to be construed as conferring any justiciable

right in the transferred Judge. Apart from the

constitutional requirement of a transfer being

made only on the recommendation of the Chief

Justice of India, the issue of transfer is not

justiciable on any other ground, including the

reasons for the transfer or their sufficiency.

The opinion of the Chief Justice of India formed

in the manner indicated is sufficient safeguard

and protection again any arbitrariness or bias,

as well as any erosion of the independence of the

judiciary.

The is also in accord with the public

interest of excluding these appointments and

transfers from litigative debate, to avoid any

erosion in the credibility of the decisions, and

to ensure a free and frank expression of honest

opinion by all the constitutional functionaries,

which is essential for effective consultation and

for taking the right decision." ......

(Page 775 B to 775 G)

"It is therefore, necessary to spell out

clearly the limited scope of judicial review in

such matters to avoid similar situations in

future. Except on the ground of want of

consultation with the named constitutional

functionaries or lack of any condition of

eligibility in the case of an appointment, or of

a transfer being made without the recommendation

of the Chief Justice of India, these matters are

not justiciable on any other ground, including

that of bias, which in any case is excluded by

the element of plurality in the process of

decision making." .......

(Page 776 B to 776 C)

On the aspect of the relevance of seniority in

the matter of Supreme Court appointments, this

was stated :

(3) Inter se seniority amongst Judges in

their High Court and their combined seniority on

all India basis is of admitted significance in

the matter of further prospects. Inter se

seniority amongst Judges in the Supreme Court,

based on the date of reasonable that this aspect

is kept in view and given due weight while making

appointments from amongst High Court Judges to

the Supreme Court. Unless there be any strong

cogent reason to justify a departure that order

of seniority must be maintained between them

while making their appointment to the Supreme

Court. Apart from recognising the legitimate

expectation of the High Court Judges to be

considered for appointment to the Supreme Court

according to their seniority, this would also

lend grater credence to the process of

appointment and would avoid any distortion in the

seniority between the appointees drawn even from

the same High Court. The likelihood of the

Supreme Court being deprived of the benefit of

the services of some who are considered suitable

for appointment, but decline a belated offer,

would also be prevented.

(4) Due consideration of every legitimate

expection in the decison making process is

requirement of the rule of non arbitrainess and,

therefore, this also is a norm to be observed by

the Chief Justice of India in recommending

appointments to the Supreme Court. Obviously,

this factor applies only to those considered

suitable and at least equally meritorious by the

Chief Justice of India, for appointment to the

Sypreme Court. Just as a High Court Judge at the

time of his intial appointment has the legitimate

expectation to become Chief Justice of a High

Court in his turn in the ordinary course, he has

the legitimate expection to tb considered for

appointment to the Supreme Court in his turn,

according to his seniority.

This legitimate expectation has relevamce

on the ground of longer experience on the Bench,

and is a factor material for determining the

suitability of the appointee, Along with other

factors, such as, proper representation of all

sections of the people from all parts of the

country, legitimate expectation of the suitable

and equally meritorious Judges to be considered

in their turn is a relevant factor for due

consideration while making the choice of the most

suitable and meritorious ahaint them, the

outweighing consideration being merit, to select

the best available for the aper court." ....

(page 769 B to 770 B)

The mjaoriity ends with a summary of its

conclusions. Conclusion nos.1,2,3,4,5,7,9,10,11

and 14 are relevant for our purposes. They read

thus :"

"(1) The process of appointment of Judges

to the Supreme Court and the High Courts is an

integrated ’particuipatory consultaive process’

for selecting the best and most suitable persons

abailable for appointment; and all the

constitutional functionaries must perform this

duty collectively with a view primarily to reach

an agreed decision, sunbserving the

constitiutiuonal purpose, so that the occasion of

pritnacy does not arise.

(2) Initiation of the proposal for

appointment in the case of the Suprem Court must

be by the Chief Justice of India, and in the case

of a High Court by the Chief Justice of that High

Court; and for transfer of Judge Chief Justice of

a High Court, the proposal had to be initiated by

the Chief Justice of India. This is the manner in

which proposals for appointments to the Supreme

Court and the High Courts as well as for the

transfers of Judges/Chief Justice of the High

Courts must inveariably be made.

(3) In the event of conflicting opinion

by the constitutional functionaries, the opinion

of the judiciary \symbolised by the view of the

Chief Justice of India’ and formed in the manner

indicated, has primacy.

(4) No appointment of any Judge to the

Supreme Court or any High Court can be made,

unless it is in conformity with the opinion of

the Chief Justice of India.

(5) In exceptinal cases alone, for stated

strong cogent reasons, disciosed to the\013Chief

Justice of India, indicating that the recommendee

is not suitable for appointment, that appointment

recommended by the Chief Justice of India may not

be made. However, if the sated reasons are not

accepted by the Chief Jistice of India and the

other Judges of the Supreme Court who have been

cosulted in the matter, on reiteration of the

recommendation by the Chief Justice of India, the

appointment should be made as a heaithy

convention.

(7) The opinion of the Cheif Jistice of

India has not mere primacy, but is determinative

in the matter of transfers of high Court

Judges/Chief Justices.

(9) Any tranfer made on the

recommendation of the Chief Justice of India is

not be deemed to be punitive, and such tranfer is

not justiciable on any ground.

(10) In making all appointments and

trandfers, the norms indicated must be followed.

However, the same do not confer any justiciable

right in any one.

(11) Only limited judicial review on the

grounds specified earliar is available in matters

of appointments and transfers.

(14) The majority opinion in S.P Gupta

vs. Union of India, (1982)2 S.C.R. 365, in so far

as it takes the contrary view relatinf to primacy

of the role of the Chief Justice of India in

matters of appoinments and transfers, and the

justicialblilty of these matters as well as in

relation to Judgestrenght, does not commend

itself to us as being the correct constitutional

scheme must now be understood and impelememted in

the manner indicated herein by us."

(Page 778 to 779)

(Emphasis supplied) We have heard the learned Attorney General , learned counsel for the interveners and some the High Courts and the Advocates General of some States. We record at the outset the statements of the Attorney Gentral that - (1) the Union of India is not seeling a review or re-consideration of the judgment in the second Judges case, and (2) that the Union of India shall accept and treat as binding the answers of this Court to the questions set out in the Reference. The majority view in the second Judges case is that in the matter of appointments to the Supreme Court and the High Court the opinion of the Chief Justice of Indai has primacy. The opuion of the Chief Justice of India is "reflective of the opinion of the judgiciary, which means that it must necessarlly have the element of plurality in its formation". It is to be formed "after taking into account the view of some other Judges who are traditionally associated with this function". The opinion of the Chief Justice of India "so given has priacy in the matter of all appointments". For Chief Justice of India formed in the manner indicated". It must follow that an opinion formed by the Chief Justice of India in any manner other than that indicated has no primacy in the matter of appointments to the Supreme Court and the High Court and the Government is not obliged to act thereon. Insfofar as appointments to the Supreme Court of Inda are concerned, the majority view in the second Judges case is that the opinion given by the Chief Justice of Inda in this behalf "has to be formed taking into account the views of the two seniormost Judgges of the Supreme Court. The Chief Justice of India is also expected to ascertain the views of the seniormost Judge of the Supreme Court whose opinion is likely to be significant in adjudging the suitability of the candidate, by reason of the fact that he has come form the same High Court, or otherwise. Article 124(2) is an indication that ascertainment of the views of some other Judges of the Supreme Court is requisite". It was by the learned Attorncy General as also by learned counsel that the Chief Justice of India needs to consult a larger number of Judges of the Supreme Court before he recommends an appointment to the Supreme Court. Attenstion was drawn to the fact that at the time of the latest selection of Judges appointed to the Supreme Court, the then Chief Justice of Inda had constituted a panel of himself and five of the then seniormost puisne Judges. It was submitted that this precedent ashould be trated as convention and institutionalised. We think it necessary to make clear at the outset the distinction that follows. The opinion of the Chief Justice of India which has primacy in the matter of recommendations for appointment to the Supreme Court has to be formed in consultation with acollegium consists of the two seniormost puisne Judge of the Supreme Court. In making a decision as to whom that collegium shoulf recommend, it takes into account the view that are elicited by the Chief Justice of India from the seniormost Judge of the Supreme Court who comes from the same High Court as the person proposed to be recommended. It also takes into account the views of other Judges of the Supreme Court or the Chief Justice or Judges of the High Court or, indeed, members of the Bar who may also have been asked by the Cheif Justice of India or on his behalf. The principal objective of the collegium is to ensure that the best availablle talent is brought to the Supreme Court bench. The Chief Justice of India and the seniormost puisne Judges, by reason of their long tenures on the Supreme Court, are best fitted to achieve this objective. They can assess the comparative worth of possible appointees by reason of the fact that their judgments would havce been the subject matter of petitions for special leave to appeal and appeals. Even where the person before them. In assessing comparative worth as aforestated, the collegium would have the benefit of the inputs provided by those view have been sought. The distinction, therefore, is between the Judges of the Supreme Court who decide, along with the Chief Justice of India, who shold be recommended for appointment to the Supreme Court and the judges of the Supreme Court and others who are asked to express their views about the suitability of possible nominee for such appointment. With this in mind, what has to be considered is whether the size of the collegium that makes the recommendation should be increased. Having regard to the terms of Article 124(2), as analysed in the majority judgement in the second Judges case, as also the precedent set by the then Chief Justice of India, as set out earlier, and having regard to the objectove aforestated, we think it is deirable that the colegium shold consit of the Chief Justice of India and the four seniormost puirsne Judges of the Supreme Court. Ordinarlly, one of the four seniormost puisne Judges of the Supreme Court would succeed the Chief Justice of India, but if the situation should be such that the successor Chief Justice is not one of the four seniormost puisne Judges, he must invariably be made part of the collegium. The Judges to be appointed will funciton during his term and it is but right that he shoud have a hand in their selection. It is not practicable to include in the collium the seniormost Judge of the Supreme Court who comes from the same High Court as the person to be recommendad, unless, he is part of the collegium by virtue of being one of the four seniormost puisne Judges, because, as experience shows, ot os normally not one vacancy that has to be filled up but a mumber thereof. The prospective candidates to fill such multiple vacancies would come form a number of High Courts. It would, therefore, be necessary to consult the seniormost Judges from all those High Courts. All these judges cannot very depending upon where the prospective appointees hail from. To put it differently, for a particular set of vavancies the seniormost Judges from the High Courts at, let us say, Allahabad and Bombay may have to be consulted. It would neither be proper nor desirable, if they have been part of the collegium for that particular selection, to leave them out of the next collegium although no prospective appointee at that time hails from the High COurts at Allahabad or Bombay. Thirdly, it would not be proper to exclude from the collegium such Judges of the Suprem Court, if any, as are senior to the Judges. required to be consulted. Lastly, the seniormost Judge of the Supreme Court who comes from the same High Court as the person to be recommended may be in terms of over all seniority in the Supreme Court, very juniorr, with little experience of work in the Supreme Court, and therefore, unable to assess the comparative merit of a number of possible appointees. Necessarily, the opinion of all members of the collegium in respect of each recommendation should be in writing. The ascertainment of the views of the seniormost Supreme Court Judges who hail from the High Court from where the persons to be recommended come must also be in writing. These must be conveyed by the Chief Justice of India to the Government of India along with the recommendation. The other views that the Chief Justice of india or the other members of the collegium may elicit, particularly if they are from non-Judges, need not be in writing, but it seems to us advisable that he who elicits the opinion should make a memeroandum thereof, and the substance thereof, in general terms, should be conveyed to the Government of India. The seniormost Judge in the Supreme Court from the High COurt from which a prospective candidate comes would ordinarily know his merits and demerits, but if percance he does not, the next seniormost Judge in the Supreme Court from that High Court should be consulted and his views obtained in writing. We should add that the objective being to procure the best information that can be obtained about a prospective appointee, it is of no consequence that a Judge in the Supreme Court from the prospective appointee’s High Court and been transferred to that High Court either as a puisne Judge or as its Chief Justice. It is, we think, reasonable to expect that the collegium would make its recommendations based on a consensus. Should that not happen, it must be remembered that no one can be appointed to the Supreme Court unless his appointment is in conformity with the opinion of the Chief Justice of India. The question that remains is: what is the position when the Chief Justice of India is in a monority and the majority of the collegium disfavour the appointment of a particular person? The majority judgment in the second Judges case has said that if "the final opinion of the Chief Justice of India is contrary to the opinion of the senior Judges consulted by the Chief Justice of India and the senior Judges are of the view that the recommendee is unsuitable for stated reason, which are accepted by the President, then the non-appointment of the candidate recommended by the Chief Justice of India would be permissible". This if the majority of the collegium is against the appointment of a particular person, that person shall not be appointed, and we think that this is what must invariably happen. We hasten to add that we cannot easily visualise a contingency of this nature; we have little doubt that if even two of the Judges forming the collegium express strong views, for good reasons, that are adverse to the appointment of a particular person the Chief Justice of India would not press for such appointment. The majority judgment in the second Judges case contemplates the non-appointment of a person recommended on the ground of unsuitability. It says that such non-appointment "must be for good reasons, disclosed to the Chief Justice of India to enable him to reconsider and withdraw his recommendation on those considerations. If the Chief Justice of India does not find it necessary to withdraw his recommendation even thereafter, but the other Judges of the Supreme Court who have been consulted in the matter are of the view that it ought to be withdrawn, the non-appointment of that person for reasons to be recorded, may be permissible in the public interest.......... However, if after due consideration of the reasons disclosed to the Chief Justice of India, that recommendation is reiterated by the Chief Justice of India with the unanimous agreement of the Judges of the Supreme Court consulted in the matter, with reasons for not withdrawing the recommendation, then that appointment as a matter of healthy convention ought to be made". It may be that one or more members of the collegium that made a particular recommendation have retired or are otherwise unavailable when reasons are disclosed to the Chief Justice of India for the non-appointment of that person. In such a situation the reasons must be placed before the remaining members of the original collegium plus another Judge or Judges who have reached the required seniority and become one of the first four puisne Judges. It is for this collegium, so re-constituted, to consider whether the recommendation should be withdrawn or reiterated. It is only if it is unanimously reiterated that the appointment must be made. Having regard to the objective of securing the best available men for the Supreme Court, it is imperative that the number of Judges of the Supreme Court who consider the reasons for non-appointment should be as large as the number that had made the particular recommendation. The Chief Justice of India may, in his discretion, bring to the knowledge of the person recommended the reasons disclosed by the Government of India for his non-appointment and ask for his response thereto. The response, if asked for and made, should be considered by the collegium before it withdraws or reiterates the recommendation. The majority judgment in the second Judges case said that "inter se seniority amongst Judges in their High Court and their combined seniority on all India basis" should be "kept in view and given due weight while making appointments from amongst High Court Judges to the Supreme Court. Unless there be any strong cogent reason to justify a departure, that order of seniority must be maintained between them while making their appointment to the Supreme Court". It also said that "the legitimate expectation of the High Court Judges to be considered for appointment to the Supreme Court, according to their seniority" must be duly considered. The statement made thereafter is very important; it is : "Obviously, this factor applies only to those considered suitable and at least equally meritorious by the Chief Justice of India for appointment to the Supreme Court." Merit, therefore, as we have already noted, is the predominat consideration for the purposes of appointment to the supreme Court. Where, therefore, there is outstanding merit the possessor thereof deserves to be appointed regardless of the fact that he may not stand high in the all India seniority list or in his own High Court. All that then needs to be recorded when recommending him for appointment is that he has outstanding merit. When the contenders for appointment to the Supreme Court do not possess such outstanding merit but have, nevertheless, the required merit in more or less equal degree, there may be reason to recommend on among them because, for example, the particular region of the country in which his parent High Court is situated is not represented on the Supreme Court bench. All that then needs to be recorded when making the recommendation for appointment is this factor. The "strong cogent reasons" for appointing to the Supreme Court a particular High Court Judge, not for not appointing other High Court Judges senior to him. It is not unusual that a Judge who has once been palled over for appointment to the Supreme Court Might still find favour on the occasion of another selection and there is no reason to blot his copybook by recording what might be construed to be an adverse comment about him. It is only when, for very strong reasons, a collegium finds that, whatever his seniority, some High Court Judge should never be appointed to the Supreme Court that it should so record. This would then be justified and would afford guidance on subsequent occasions of considering who to recommend. Mr. Parasaran, learned counsel for the intervener, the Advocates-on-Record Association, submitted that the words ’legitimate expectation’ were not apposite when the reference was to High Court Judges. We make it clear that no disparagement of High Court Judges was meant; all that was intended to be conveyed was that it was very natural that senior High Court Judges should entertain hopes of elevation to the Supreme Court and that the Chief Justice of India and the collegium should bear this in mind. The majority judgment in the second Judges case requires the Chief Justice of a High Court to consult his two seniormost puisne Judges before recommending a name for appointment to the High Court. In forming his opinion in relation to such appointment the Chief Justice of India is expected "to take into account the views of his colleagues in the Supreme Court who are likely to be conversant with the affairs of the concerned High Court. The Chief Justice of India may also ascertain the views of one or more senior Judges of that High Court......". The Chief Justice of India should, therefore, form his opinion in regard to a person to be recommended for appointment to a High Court in the same manner as he forms it in regard to a recommendation for appointment to the Supreme Court, that is to say, in consultation with his seniormost puisne Judges. They would in making their decision take into account the opinion of the Chief Justice of the High Court, which "would be entitled to the greatest weight", the views of other Judges of the High Court who may have been consulted and the views of colleagues on the Supreme Court bench "who are conversant with the affairs of the concerned High Court". Into that last category would fall Judges of the Supreme Court who were puisne Judges of that High Court or Chief Justices thereof, and it is of no consequence that the High Court is not their parent High Court and they were transferred there. The objective being to gain reliable information about the proposed appointee, such supreme Court Judge as may be in a position to give it should be asked to do so. All these views should be expressed in writhing and conveyed to the Government of India along with the recommendation.

Having regard to the fact that information about a proposed appointee to a High Court Would best come from the Chief Justice and Judges of that High Court and from Supreme Court Judges conversant with it, we are not persuaded to alter the strength of the decision making collegium’s size; where appointments to the High Courts are concerned, it should remain as it is constituted of the Chief Justice of India and the two seniormost puisne Judges of the Supreme Court. In the context of the judicial review of appointments, the majority judgment in the second Judges’ case said, "Plurality of Judges in the formation of the opinion of the Chief Justice of India, as indicated, is another in-built check against the likelihood of arbitrariness or bias...... The judicial element being predominant in the case of appointments ......., as indicated, the need for further judicial review, as in other executive actions, is eliminated." The judgment added, "Except on the ground of want of consultation with the named constitutional functionaries or lack of any condition of eligibility in the case of an appointment, these matters are not justiciable on any other ground....". Judicial review in the case of an appointment, or a recommended appointment, to the Supreme Court or a High Court is, therefore, available if the recommendation concerned is not a decision of the Chief Justice of India and his seniormost colleagues, which is constitutionally requisite. They number four in the case of a recommendation for appointment to the Supreme Court and two in the case of a recommendation for appointment to a High Court. Judicial review is also available if, in making the decision, the views of the seniormost Supreme Court Judge who comes from the High Court of the proposed appointee to the Supreme Court have not been taken into account. Similarly, if in connection with an appointment, or a recommended appointment, to a High Court, the views of the Chief Justice and senior Judges of the High Court, as aforestated, and of Supreme Court Judges knowledgeable about that High Court have not been sought or considered by the Chief Justice of India and his two seniormost puisne Judges, judicial review is available. Judicial review is also available when the appointee is found to lack eligibility. The majority judgment in the second Judges case dealt with the question of the transfer of a puisne Judge of one High Court as a puisne Judge of another High Court. It said, "In the formation of his opinion, the Chief Justice of India, in the case of transfer of a Judge other than the Chief Justice is expected to take into account the views of the Chief Justice of the High Court from which the Judge is to be transferred any Judge of the Supreme Court whose opinion may be of significance in that case, as well a the views of at least one other senior Chief Justice of a High Court, or any other person whose views are considered relevant by the Chief justice of India." In regard to the justiciability of such transfers, it said, "Plurality of Judges in the formation of the opinion of the Chief Justice of India, as indicated, is another inbuilt check against the likelihood of arbitrariness or bias ...... The judicial element being ........decisive in transfers, as indicated, the need for further judicial review, as in other executive actions, is eliminated." In the same context there was reference to "the element of plurality of Judges in formation of the opinion of the Chief Justice of India." It was then said that "apart from the constitutional requirement of a transfer being made only on the recommendation of the Chief Justice of India, the issue of transfer is not justiciable on any other ground, including the reasons for the transfer or their sufficiency. The opinion of the Chief Justice of India formed in the manner indicated is sufficient safeguard and protection against any arbitrariness or bias, as well as any erosion of the independence of the judiciary." Again, it was said "Except on the ground ........of a transfer being made without the recommendation of the Chief Justice of India, these matters are not justiciable on any other ground, including that of bias, which in any case is excluded by the element of plurality in the process of decision making." The same thoughts were expressed in the concurring judgment of Kuldip Singh, J., thus :

"We are, therefore, of the view that the opinion of

the Chief Justice of India in the process of

consultation for appointments to the superior courts

must be formed in consultation with two of his

seniormost colleagues. Apart from that the Chief

Justice of India must also consult the seniormost

Judge who comes from the same State (the State from

where the candidate is being considered). This

process of consultation shall also be followed while

transferring any Judge/Chief Justice from one State

to another." The judgment in the case of K. Ashok Reddy Vs. Government of India and Ors., (1994) 2 S.C.C. 303, dealt with the justiciability of transfers of High Court Judges from one High Court to another. The judgment, rendered by a Bench of three learned Judges, records that it was a "sequel to the decision" in the second Judges case. It refers to the fact that after the second Judges case the then Chief Justice of India had constituted a Peer Committee comprised of the then two seniormost puisne Judges of Supreme court and two Chief Justices of High Courts to make suggestions for transfers and the Chief Justice of India was to make his recommendations on that basis and in accordance with the broad guidelines indicated in the second Judges case. There was, therefore, the judgment said, no room left for any apprehension of arbitrariness or bias in the transfer of any Judge or Chief Justice of a High Court. There was no doubt that the Chief Justice of India, acting on the institutional advice available to him, was the surest and safest bet for preservation of the independence of judiciary. The second Judges case did not exclude judicial review but limited the area of justiciability to the constitutional requirement of the recommendation of the Chief Justice of India for exercise of power under Article 222 by the President of India. The power of transfer was to be exercised by the highest constitutional functionaries in the country in the manner indicated, which provided several inbuilt checks against the likelihood of arbitrariness or bias. The need for restricting the standing to sue in such a matter to the affected Judge alone had bee reiterated in the second Judges case. The transfer of a high Court Judge was justiciable only on the ground indicated in the second Judges case and only at the instance of the transferred Judge himself and on one else. This was necessary to prevent any transferred Judge being exposed to any litigation involving him except when he chose to resort to it himself in the available limited area of justiciability. When it was said in the second Judges case that the ground of bias was not available for challenging a transfer, it was to emphasis that the decision by the collective exercise of several Judges at the highest level on objective criteria, on which the recommendation of the Chief Justice of India was based, was an inbuilt check against arbitrariness and bias indicating the absence of need for judicial review on those grounds. If any court other that the Supreme Court was called upon to decide a matter relating to the transfer of a High Court Judge, it should promptly consider the option of requesting the Supreme Court to withdraw the case to itself for decision to avoid any embarrassment. What emerges from the aforesaid is this: before recommending the transfer of a puisne Judge of one High Court to another High Court, also as a puisne Judge, the Chief Justice of India must consult a plurality of Judges. He must take into account the views of the Chief Justice of the High Court from which the Judge is to be transferred, any Judge of the Supreme Court whose opinion may have significance in the case and atleast one other senior Chief Justice of a High Court or any other person whose views he considers relevant. The then Chief Justice of India had constituted as was noted in Ashok reddy’s case, a Peer Committee of the two seniormost puisne Judges of the Supreme Court and two Chief Justices of High Courts to advise him in the matter of transfers of High Court Judges. That Committee is no longer in position. It is to our mind imperative, given the gravity involved in transferring High Courts Judges, that the Chief Justice of India should obtain the views of the Chief Justice of the High Court from which the proposed transfer is to be effected as also the Chief Justice of the High Court to which the transfer is to be effected. This is in accord with the majority judgment in the second Judges case which postulates consultation with the Chief Justice of another High Court. The Chef Justice of India should also take into account the views of one or more Supreme Court Judges who are in a position to provide material which would assist in the process of deciding whether or not a proposed transfer should take place. These views should be expressed in writing and should be considered by the Chief Justice of India and the four seniormost puisne Judges of the Supreme Court. These views and those of each of the four seniormost puisne Judges should be conveyed to the Government of India along with the proposal of transfer. Unless the decision to transfer has been taken in the manner aforestated, it is not decisive and does not bind the Government of India. Wide based decision making such as this eliminates the possibility of bias or arbitrariness. By reason of such elimination the remedy of judicial review can legitimately be confined to a case where the transfer has been made or recommended without obtaining views and reaching the decision in the manner aforestated. What applies to the transfer of a puisne Judge of a High Court applies a well to the transfer of the Chief Justice of a High Court as Chief Justice of another High Court except that, in this case, only the views of one or more knowledgable Supreme Court Judges need to be taken into account. The majority judgment in the second Judges case requires that "(t)he personal factors relating to the concerned Judge,and his response to the proposal, including his preference of places of transfer, should be taken into account by the Chief Justice of India before forming his final opinion objectively, on the available material, in the public interest for better administration of justice" (page 774). These factors, including the response of the High Court Chief Justice or puisne Judge proposed to be transferred to the proposal to transfer him, should now be placed before the collegium of the Chief Justice of India and his first four puisne Judges to be taken into account by them before reaching a final conclusion on the proposal. We have heard with some dismay the dire apprehensions expressed by some of the counsel appearing before us. We do not share them. We take the optimistic view that successive Chief Justices of India shali henceforth act in accordance with the second Judges case and this opinion. We have not dealt with any aspect placed before us at the Bar that falls outside the scope of the questions posed in the Reference. It remains only to express our gratitude to the Attorney General Mr. K.Parasaran, Mr. K.K.Venlugopal, Mr. R.K.Jain, Mr. A.B.Divan, Mr. Murlidhar Bhandare, Mr. Arun Jaitley, Mr. Gopal Subramaniam, Mr.H.N.Salve, Mr. V.A.Mohta, Mr.R.P.Goel, Mr. P.S Poti, Mr. Sarin, Mr. B.R.Bhattacharya, Mr. A.R.Barthakur, Mr. P.G. Baruah, Mr. Govind Das and Ms. Radha Rangaswamy. Their submissions and insights have much assisted us. We should note that there was no great divergence in what they advocated. The questions posed by the Reference are now answered, but we should emphasis that the answers should be read in conjunction with the body of this opinion: 1. The expression "consultation with the Chief justice of India" in Articles 217(1) of the Constitution of India requires consultation with a plurality of Judges in the formation of the opinion of the Chief Justice of India. The sole, individual opinion of the Chief Justice of Indian does not constitute "consultation" within the meaning of the said Articles. 2.The transfer of puisne Judges is judicially reviewable only to this extent: that the recommendation that has been made by the Chief Justice of India in this behalf has bot been made in consultation with the four seniormost puisne Judges of the Supreme Court and/or that the views of the Chief Justice of the High Court from which the transfer is to be effected and of the Chief Justice of the High Court to which the transfer is to be effected have not been obtained. 3.The Chief Justice of India must make a recommendation to appoint a Judge of the Supreme Court and to transfer a Chief Justice or puisne Judge of a High Court in consultation with the four seniormost puisne Judges of the Supreme Court. Insofar as an appointment to the High Court is concerned, the recommendation must be made in consultation with two seniormost puisne Judges of the Supreme Court. 4.The Chief Justice of India is not entitled to act solely in his individual capacity, without consultation with other Judges of the Supreme Court, in respect of materials and information conveyed by the Government of India for non-appointment of a judge recommended for appointment. 5.The requirement of consultation by the Chief Justice of India with his colleagues who are likely to be conversant with the affairs of the concerned High Court does not refer only to those Judges who have that High Court as a parent High Court. It does not exclude Judges who have occupied the office of a Judge or Chief Justice of that High Court on transfer. 6."Strong cogent reasons" do not have to be recorded as justification for a departure from the order of seniority, in respect of each senior Judge who has been passed over. What has to be recorded is the positive reason for the recommendation. 7.The views of the Judges consulted should be in writing and should be conveyed to the Government of India by the Chief Justice of India along with his views to the extent set out in the body of this opinion. 8.The Chief Justice of India is obliged to comply with the norms and the requirement of the consultation process, as aforestated, in making his recommendations to the Government of India. 9.Recommendations made by the Chief Justice of India without complying with the norms and requirements of the consultation process, as aforestated, are not binding upon the Government of India.

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